Abstract
Nearly 100 loci have been identified for pulmonary function, almost exclusively in studies of European ancestry populations. We extend previous research by meta-analyzing genome-wide association studies of 1000 Genomes imputed variants in relation to pulmonary function in a multiethnic population of 90,715 individuals of European (N=60,552), African (N=8,429), Asian (N=9,959), and Hispanic/Latino (N=11,775) ethnicities. We identified over 50 novel loci at genome-wide significance in ancestry-specific and/or multiethnic meta-analyses. Recent fine mapping methods incorporating functional annotation, gene expression, and/or differences in linkage disequilibrium between ethnicities identified potential causal variants and genes at known and newly identified loci. Sixteen of the novel genes encode proteins with predicted or established drug targets, including KCNK2 and CDK12.
Introduction
Pulmonary function traits (PFTs), including forced expiratory volume in the first second (FEV1) and forced vital capacity (FVC), and their ratio FEV1/FVC, are important clinical measures for assessing the health of the lungs, diagnosing chronic obstructive pulmonary disease (COPD), and monitoring the progression and severity of various other lung conditions. Further, even when within the normal range, these parameters are related to mortality, independently of standard risk factors1-3.
In addition to lifestyle and environmental factors, such as smoking and air pollution, there is a demonstrated genetic component to pulmonary function4-6. Previous genome-wide association studies (GWAS) have collectively identified nearly 100 loci associated with PFTs. These analyses have been primarily conducted using HapMap imputed data among European ancestry populations7-12. Recently, the UK BiLEVE Study (N=48,943) and SpiroMeta Consortium (N=38,199) have also examined associations between 1,000 Genomes imputed variants and PFTs, but only among Europeans13-15.
The present Cohorts for Heart and Aging Research in Genomic Epidemiology (CHARGE) meta-analysis builds upon previous studies by examining PFTs in relation to the more comprehensive 1000 Genomes panel in a larger study population (90,715 individuals from 22 studies, Table 1) comprised of multiple ancestral populations: European (60,552 individuals from 18 studies), African (8,429 individuals from 7 studies), Asian (9,959 individuals from 2 studies), and Hispanic/Latino (11,775 individuals from 6 ethnic background groups in 1 study). Along with look-up of our top findings in existing analyses of lung function traits and COPD, we additionally investigated correlation with gene expression in datasets from blood and lung tissue and assessed the potential biological and clinical relevance of our findings using recently developed methods integrating linkage disequilibrium (LD), functional annotation, gene expression and the multiethnic nature of our data. Finally, we identified known or potential drug targets for newly identified lung function associated loci.
Results
Ancestry-Specific Meta-Analyses
Each study used linear regression to model the additive effect of variants on PFTs, adjusting for age, sex, height, cigarette smoking, center (if multicenter study), and ancestral principal components, including a random familial effect to account for family relatedness when appropriate. Ancestry-specific fixed-effects inverse-variance weighted meta-analyses of study-specific results, with genomic control correction, were conducted in METAL (http://www.sph.umich.edu/csg/abecasis/metal/). Meta-analyses included approximately 11.1 million variants for European ancestry, 18.1 million for African ancestry, 4.2 million variants for Asian ancestry, and 13.8 million for Hispanic/Latino ethnicity. See Methods for full methods description.
European ancestry meta-analysis identified 17 novel loci (defined as more than 500kb in either direction from a known locus) 16, 17 which were significantly (defined as p<5.0x10−8) 14, 18 associated with pulmonary function: 2 loci for FEV1 only, 6 loci for FVC only, 7 loci for FEV1/FVC only, and 2 loci for both FEV1 and FVC (Table 2, Figure 1, Supplemental Figures 2-3). The African ancestry meta-analysis identified 8 novel loci significantly associated with pulmonary function: 2 loci for FEV1, 1 locus for FVC, and 5 loci for FEV1/FVC (Table 2, Supplemental Figure 1-3). Five of these loci were also significant at a stricter p<2.5x10−8 threshold as has been suggested for populations of African ancestry18. Six of the African ancestry loci were identified based on low frequency variants (allele frequencies 0.01 to 0.02). In the Hispanic/Latino ethnicity meta-analysis, we identified one novel locus for FVC (Table 2, Supplemental Figure 1-3). Another locus was significantly associated with FEV1, but this region was recently reported by HCHS/SOL19. For FEV1/FVC among Hispanics/Latinos, all significant variants were in loci identified in previous studies of European ancestry populations. In the Asian ancestry meta-analysis, all variants significantly associated with PFTs were also in loci previously identified among European ancestry populations (Supplemental Figure 1). Within each ancestry, variants discovered for one PFT were also looked-up for associations with the other two PFTs (Supplemental Table 1).
Multiethnic Meta-analysis
In multiethnic fixed effects meta-analyses of 10.9 million variants, we identified 47 novel loci significantly associated with pulmonary function. Thirteen of these loci were also identified in the ancestry-specific meta-analyses, while 34 were uniquely identified in the multiethnic meta-analysis: 11 loci for FEV1 only, 14 loci for FVC only, 7 loci for FEV1/FVC only, 1 locus for FEV1 and FEV1/FVC, and 1 locus for all three phenotypes (Table 2, Figure 1, Supplemental Figure 2-3). Although many of the 34 loci uniquely identified in the multiethnic meta-analysis were just shy of significance in the European ancestry meta-analysis, and therefore benefited from the additional sample size of the multiethnic meta-analysis, some multiethnic loci contained variants near genome-wide significance in at least one other ancestry-specific meta-analysis with some nominal significance (p<0.05) in the remaining ancestry-specific meta-analyses (Supplemental Table 2). For example, rs7899503 in JMJD1C associated with FEV1 had an I2 value of 0 with a heterogeneity p-value of 0.40 and meta-analysis p-values of 1.35x10−5 for European ancestry, 4.56x10−7 for Asian ancestry, 0.002 for Hispanic/Latino ethnicity and 0.03 for African ancestry, with a multiethnic p-value of 8.70x10−14.
In addition to the fixed-effects multiethnic meta-analysis, we conducted a random-effects meta-analysis using the Han and Eskin method20 in METASOFT (http://genetics.cs.ucla.edu/meta/) as a sensitivity analysis. In instances where significant heterogeneity is present, the Han-Eskin method mitigates power loss20. In the Han-Eskin random-effects model, 37 of the 47 loci identified in the fixed-effects model at p<5x10−8 had a p-value below the same threshold (Supplemental Table 3). Among the 10 loci that did not, 8 loci still gave a p<5x10−7 in the Han-Eskin random-effects model (PIK3C2B, SUZ12P1, NCOR2/SCARB1, CTAGE1/RBBP8, C20orf112, COMTD1/ZNF503-AS1, EDAR, and RBMS3) while only two did not (CRADD and CCDC41) (Supplemental Table 3). In addition, there were 6 loci for FEV1/FVC that were genome-wide significant in the Han-Eskin random-effects model that had not quite achieved genome-wide significance in the fixed-effects model: GSTO1/GSTO2 (chr10, rs10883990), FRMD4A (chr10, rs1418884), ETFA/SCAPER (chr15, rs12440815), APP (chr21, rs2830155), A4GNT (chr3, rs9864090), UBASH3B (chr11, rs4935813) (Supplemental Table 3).
X-Chromosome Meta-Analysis
Within 13 of the 22 studies we conducted linear regression to model the effects of X-chromosome variants on PFTs by sex. Fixed-effects inverse-variance weighted meta-analyses were conducted separately in males and females using METAL and the resulting sex-specific results were combined using a weighted sums approach. No X-chromosome variants were associated with PFTs at genome-wide significance in any ancestral population (data not shown).
Look-up Replication of Novel Loci
Look-up replication was conducted in the UK BiLEVE study (N=48,943)14. Since this study only included individuals of European ancestry, we sought replication only for the 52 novel loci (excluding the major histocompatibility complex, MHC) identified in either the European ancestry or multiethnic discovery meta-analyses. Data for the lead variant was available in the UK BiLEVE study for 51 loci, including 49 loci with a consistent direction of effect between our results and those from UK BiLEVE (Table 2). Based on a two-sided p<9.6x10−4 (0.05/52), 15 loci replicated for the same trait based on the lead variant from our analysis: DCBLD2/MIR548G, SUZ12P1, CRHR1, WNT3, ZNF337, ALX1/RASSF9, MED1/CDK12, EYA2, RBMS3, LINC00340, FLJ35282/ELAVL2, DDHD1/MIR5580, TSHZ3, KLHL22/MED15, FAM168A (Table 2). It was recently demonstrated that using one-sided replication p-values in GWAS, guided by the direction of association in the discovery study, increases replication power while being protective against type 1 error compared to the two-sided p-values21; under this criterion, an additional 4 loci replicated for the same trait based on the lead variant: RAB5B, JMJD1C, AGMO, and C20orf112 (Table 2). Finally, one locus replicated for the same trait based on a different significant variant in the locus (DCC, rs8085778, replication p=2.80x10−4, R2 with lead variant=0.9) and one locus replicated for a different pulmonary function trait based on the lead variant (PDXDC2P, rs3973397, discovered for FVC replicated for FEV1, replication p=3.99x10−4). In summary, we found evidence of replication in UK BiLEVE for 21 novel loci.
Overlap of Newly Identified Lung Function Loci with COPD
Pulmonary function measures are the basis for the diagnosis of COPD, an important clinical outcome; therefore, we also looked-up the 52 novel loci identified in the European ancestry or multiethnic meta-analyses in the International COPD Genetics Consortium (ICGC). This consortium recently published a meta-analysis of 1000 Genomes imputed variants and COPD primarily among individuals of European ancestry (N= 15,256 cases and 47,936 controls), including some of the same individuals included in the present lung function analysis22. Ten lead variants representing 8 novel loci were associated with COPD at p<9.6x10−4: RBMS3, OTUD4/SMAD1, TMEM38B/ZNF462, NCOR2/SCARB1, SUZ12P1, WNT3, SOGA2, C20orf112 (Supplemental Table 4). Directions of effects were consistent between our results and the COPD findings for these variants (i.e. variants associated with increased pulmonary function values were associated with decreased odds of COPD and vice-versa). Our top variant in SOGA2 (also known as MTCL1) is in LD (R2=0.8) with the top variant for COPD as reported by the IGCG Consortium22.
Expression Quantitative Trait Loci (eQTL) and Methylation Quantitative Trait Loci (mQTL) Signals of Pulmonary Function Variants
To query whether novel loci contained variants associated with gene expression (eQTLs), we looked-up variants from all 60 novel loci identified in ancestry-specific or multiethnic meta-analyses in the following datasets: 1) lung samples from 278 individuals in GTEx23; 2) lung samples from 1,111 individuals participating in studies from the Lung eQTL Consortium including Laval University, the University of Groningen and the University of British Columbia24-26; 3) whole blood samples from 5,257 individuals participating in the Framingham Heart Study27; 4) peripheral blood samples from 5,311 individuals participating in studies from EGCUT, InCHIANTI, Rotterdam Study, Fehrmann, HVH, SHIP-TREND and DILGOM28; and 5) peripheral blood samples from 2,116 individuals participating in 4 Dutch studies collectively known as BIOS29, 30. The Lung eQTL Consortium study used a 10% FDR cut-off, while all other studies used a 5% FDR cut-off (see Supplemental Methods for further study descriptions and methods).
A significant cis-eQTL in at least one dataset was found for 34 lead variants representing 27 novel loci (Supplemental Table 5). Of these, 13 loci had significant cis-eQTLs only in datasets with blood samples and 3 loci only in datasets with lung samples (COMTD1/ZNF503-AS1, FAM168A, SOGA2). Eleven loci had significant cis-eQTLs in both blood and lung samples based on lead variants, with 1 locus having a significant cis-eQTL across all five datasets (SMAD3) and another 4 loci having a significant cis-eQTL in four datasets (RAB5B, CRHR1, WNT3, ZNF337). Significant trans-eQTLs in at least one dataset were found for 7 lead variants representing 4 novel loci (TMEM38B/ZNF462, RAB5B, CRHR1, and WNT3, Supplemental Table 5).
In addition, mQTL data were available from FHS and BIOS. Significant cis-mQTLs and trans-mQTLs in at least one dataset were found for 52 lead variants (43 novel loci) and 1 lead variant (1 novel locus), respectively (Supplemental Table 5).
Heritability and Genetic Correlation with Smoking and Height (LD Score Regression)
We used LD score regression31 to estimate the variance explained by genetic variants investigated in our European ancestry meta-analysis, also known as SNP heritability. Across the genome, the SNP heritability (narrow-sense) was estimated to be 20.7% (SE 1.5%) for FEV1, 19.9% (SE 1.4%) for FVC and 17.5% (SE 1.4%) for FEV1/FVC.
We also partitioned heritability by functional categories to investigate whether particular subsets of common variants were enriched32. We found significant enrichment in 6 functional categories for all three PFTs: conserved regions in mammals, DNase I hypersensitive sites (DHS), super enhancers, the histone methylation mark H3K4me1 and histone acetylation marks H3K9Ac and H3K27Ac (Supplemental Figure 4). Another 7 categories showed enrichment for at least one PFT (Supplemental Figure 5). We observed the largest enrichment of heritability (14.5-15.3 fold) for conserved regions in mammals, which has ranked highest in previous partitioned heritability analyses for other GWAS traits (Supplemental Figure 5)32.
Since both height and smoking are important determinants of pulmonary function, and have been associated with many common variants in previous GWAS, we also used LD score regression to investigate genetic overlap33 between our FEV1, FVC and FEV1/FVC results and publicly available GWAS results of ever smoking34 and height35. No significant genetic correlation was found between PFTs and smoking or height (Supplemental Table 6), indicating our findings are independent of those traits.
Functional Annotation of Pulmonary Function Variants
For functional annotation, we considered all novel variants with p<5x10−8 from the 60 loci discovered in our ancestry-specific and multiethnic meta-analyses, plus significant variants from the MHC region, two loci previously discovered in the CHARGE exome chip study (LY86/RREB1 and SEC24C)36 and DDX1. Using Ensembl VEP37, we found 6 missense variants in 4 loci outside of the MHC region and 22 missense variants in the MHC region (Supplementary Table 7). Of the 28 total missense variants, two (chr15:67528374 in AAGAB and chr6:30899524 in the MHC region) appear to be possibly damaging based on SIFT38 and PolyPhen-239 scores (Supplementary Table 7). Using CADD40, we found an additional 28 deleterious variants from 15 loci based on having a scaled C-score greater than 15 (Supplementary Table 8). In the MHC region, we found another 11 deleterious variants based on CADD. Based on RegulomeDB41, which annotates regulatory elements especially for non-coding regions, there were 52 variants from 18 loci with predicted regulatory functions (Supplementary Table 8). In the MHC region, there were an additional 72 variants with predicted regulatory functions.
Pathway Enrichment Analysis (DEPICT and IPA)
Gene set enrichment analyses conducted using DEPICT42 on genes annotated to variants with p<1x10−5 based on the European ancestry meta-analysis results revealed 218 significantly enriched pathways (FDR<0.05) (Supplementary Table 9). The enriched pathways were dominated by fundamental developmental processes, including many involved in morphogenesis of the heart, vasculature, and lung. Tissue and cell type analysis noted significant enrichment (FDR<0.05) of smooth muscle, an important component of the lung (Supplemental Table 10 and Supplemental Figure 6). We found 8, 1, and 82 significantly prioritized genes (FDR<0.05) for FEV1, FVC, and FEV1/FVC, respectively (Supplemental Table 11). Given the generally smaller p-values for variants associated with FEV1/FVC, enriched pathways and tissue/cell types as well as prioritized genes were predominantly discovered from DEPICT analyses of FEV1/FVC.
Due to extended LD across the MHC locus on chromosome 6 (positions 25,000,000-35,000,000), DEPICT excludes this region42. Standard Ingenuity Pathway Analysis (IPA) run without excluding the MHC highlighted 16 enriched networks, including three involved in inflammatory diseases or immunity; 33 of the 84 genes in these three networks are in the MHC region (Supplementary Table 12).
Identification of Potential Causal Variants by Incorporating Trans-ethnic Data and Functional Annotation (PAINTOR)
Using a multiethnic fine-mapping analysis incorporating strength of association, variation in genetic background across major ethnic groups, and functional annotations in PAINTOR43, we examined 40 loci that contained at least 5 genome-wide significant variants in the European ancestry and multiethnic meta-analyses or at least 1 significant variant in the African or Hispanic/Latino ancestry meta-analyses. We identified 15 variants representing 13 loci as having high posterior probabilities of causality (>0.8): 3 for FEV1, 3 for FVC, and 9 for FEV1/FVC (Supplemental Table 13). Of the 15 putative casual variants, 11 showed high posterior probabilities of causality (>0.8) before considering annotations and 4 were identified by adding functional annotations. Nine were the top SNPs at that locus from the fixed-effects meta-analysis (loci: WNT3, PMFBP1/ZFHX3, EN1/MARCO, C2orf48/HPCAL1, CPT1C, CADPS, LOC283867/CDH5, HDC, and CDC7/TGFBR3), while 6 were not (loci: CDK2/RAB5B, BMS1P4, PMFBP1/ZFHX3, FLJ35282/ELAVL2, HDC, and COL8A1).
Identification of Independent Signals in Known and Novel Loci for Pulmonary Function (FINEMAP)
We used FINEMAP44 to identify variants with a high posterior probability of causality (>0.6) independent of 118 lead variants in pulmonary function loci identified in the current or previous studies14. We identified 37 independent variants for 23 previously identified loci and one independent variant at each of two novel loci (LINC00340 and SLC25A51P1/BAI3; Supplementary Table 14).
Gene-based Analysis of GWAS Summary Statistics (S-PrediXcan)
Among the novel loci identified in the current GWAS of PFTs, we identified 7 variants corresponding to 9 genes demonstrating genome-wide significant evidence of association with lung or whole blood tissue-specific expression (Supplemental Table 15) based on the gene-based S-PrediXcan approach45. Bayesian colocalization analysis46 indicated the following associations demonstrated at least 50% probability of shared SNPs underlying both gene expression and PFTs: ARHGEF17 and FAM168A in analysis of multiethnic GWAS for FEV1/FVC based on GTEx whole blood models, and WNT3 in analysis of multiethnic GWAS for FVC based on GTEx lung models (Supplemental Table 16).
Druggable Targets
To investigate whether the genes identified in our study encode proteins with predicted drug targets, we queried the ChEMBL database (https://www.ebi.ac.uk/chembl/). In addition, we incorporated an Ingenuity Pathway Analysis (IPA) to identify potential upstream targets. Genes associated with pulmonary function, but not included in the drug target analysis performed by Wain et al14, were evaluated for a total of 139 genes outside of the MHC: 110 genes representing the 60 novel loci identified in our fixed-effects ancestry-specific and multiethnic meta-analysis, 13 genes representing the 6 novel loci identified in our random effects meta-analysis20, 3 genes representing an additional 3 loci near significance in the African ancestry meta-analysis (BAZ2B, NONE/PCDH10, and ADAMTS17), 9 genes representing 2 loci identified in a recent CHARGE analysis of exome variants36 which were also significant in our 1000 Genomes analysis (LY86/RREB1 and SEC24C), and 4 genes representing one locus identified at genome-wide significance in a separate publication from one of our participating studies (HCHS/SOL)19 but also significant in our analysis (ADORA2B/ZSWIM7/TTC19/NCOR1). In the ChEMBL database, 17 of these genes encode proteins with predicted or known drug targets: NR5A2, KCNK2, EDAR, KCNJ3, NR4A2, BAZ2B, A4GNT, GSTO1, GSTO2, NCOR2, SMAD3, NCOR1, CDK12, WNT3, PYGB, NANP, EYA2 (Supplemental Table 17). Of these, two genes (KCNK2 and CDK12) have approved drug targets. Using IPA, four additional genes were predicted as drug targets (ADORA2B, APP, CRHR1, and MAP3K1; Supplemental Table 18) and 37 genes had drugs or chemicals as upstream regulators (Supplemental Table 19).
Discussion
By conducting a GWAS meta-analysis in a large multiethnic population we increased the number of known loci associated with pulmonary function by over 50%. In total, we identified 60 novel genetic regions (outside of the MHC region): 17 from European ancestry, 8 from African ancestry, 1 from Hispanic/Latino ethnicity, and 34 from multiethnic meta-analyses.
Just under half of the novel loci identified in our European ancestry and multiethnic meta-analyses replicated in look-up in a smaller independent sample of Europeans from the UK BiLEVE study14: DCBLD2/MIR548G, SUZ12P1, CRHR1, WNT3, ZNF337, ALX1/RASSF9, MED1/CDK12, EYA2, RBMS3, LINC00340, FLJ35282/ELAVL2, DDHD1/MIR5580, TSHZ3, KLHL22/MED15, FAM168A, RAB5B, JMJD1C, AGMO, C20orf112, DCC, and PDXDC2P. Among those loci which did not directly replicate for PFTs in the UK BiLEVE, the lead variants in an additional 4 European or multiethnic loci were significantly associated in the ICGC Consortium with COPD, which was defined using PFT measures22: OTUD4/SMAD1, TMEM38B/ZNF462, NCOR2/SCARB1, and SOGA2. Since we were not able to seek external replication for loci identified in the African ancestry meta-analyses, we used PAINTOR to query whether variants in the African-specific loci had a high probability of causality based on association statistics, LD, and functional annotations across ancestral groups43. Interestingly, PAINTOR identified the lead variants for 6 out of 8 novel loci identified in African ancestry as having a high probability for causality: C2orf48/HPCAL1, EN1/MARCO, CADPS, HDC, LOC283867/CDH5, and CPT1C. PAINTOR or other new genomic methods such as FINEMAP and S-PrediXcan also produced evidence for causality for 4 European ancestry and multiethnic loci which had not replicated in UK BiLEVE or ICGC: DCAF8, AFAP1, SLC25A51P1/BAI3 and SMAD3. Therefore, we found evidence for look-up replication of 25 loci in the UK BiLEVE study or ICGC COPD consortium and support for validation of an additional 10 loci using PAINTOR, FINEMAP, or S-PrediXcan.
Our analysis also sheds light on additional potential causal genes at a complex locus (chromosome 17 near positions 43600000 to 44300000, hg19) previously discovered from GWAS of FEV1 which identified KANSL1 in European populations as the top finding for this region14, 15. With the exception of a single INDEL in KANSL1 in our European ancestry meta-analysis (17:44173680:T_TC, p=1.03x10−10), we found CRHR1 as the strongest gene associated with FEV1 in this region. Although some variants in CRHR1 identified in our study are within 500kb of KANSL1 (e.g., rs16940672, 17:43908152, p=2.07x10−10), a number of significant variants in this gene are more than 500kb away from previously identified hits [our definition of novel] (e.g., rs143246821, 17:43685698, p=9.06x10−10). In our multiethnic meta-analysis, several variants in CRHR1 were associated with FEV1 at smaller p-values than variants in KANSL1. Definitive assessment of the causal variants at this locus, as well as other multigenic GWAS loci, will likely require additional data from ongoing large scale sequencing studies to enable detailed fine mapping.
In both our European and multiethnic meta-analyses we also noted a significant association with WNT3 on chromosome 17 near position 44800000 (hg19) which is more than 500kb from KANSL1 or CRHR1 [our definition of novel]. We found that the top variant in WNT3 for FEV1 among individuals of European ancestry (rs916888, 17:44863133, p=3.76x10−9) had a high probability for causality based on PAINTOR, an analysis which integrates functional annotations along with association statistics and LD for each ethnicity43. We also found evidence that WNT3 may be the causal gene at this locus using S-PrediXcan, a gene level association test that prioritizes potentially causal genes while filtering out LD-induced false positives45,46. Notably, S-PrediXcan implicated WNT3 as a likely mediating gene for FVC based on the top variant in our multiethnic meta-analyses (rs199525, 17:44847834, p=7.52x10−9), which is an eQTL SNP for WNT3 in lung and other tissues. Further, the lead WNT3 variants for both FEV1 and FVC (rs916888 and rs199525) were significantly associated with COPD in a look-up of a large published meta-analysis dataset22. In addition, other genes in the WNT signaling pathway, a fundamental development pathway, have been implicated as influencing pulmonary function47. This pathway was also one of the significant pathways identified in our analysis. In a previous pathway analysis of asthma, SMAD3 has been shown to interact with the WNT signaling pathway48. Finally, WNT3 also emerged as having a potential druggable target, and incorporation of pathway analysis to identify upstream regulators found an additional four drugs in clinical use for which WNT3 is a target molecule (chemotherapeutic agents doxorubicin and paclitaxel, the hormone beta-estradiol and LGK-974, a novel agent that targets a WNT-specific acyltransferase)49. Again, further evaluation of this interesting and complex locus which contains many significant variants in LD will benefit from data being generated in ongoing large-scale sequencing studies.
Some genes identified in our study play key roles in inflammation, immunity and pulmonary biology. For example, MARCO (macrophage receptor with collagenous structure) has been shown in murine models to be required for lung defense against pneumonia as well as inhaled particles50,51. SMAD3 is part of the SMAD family of proteins which are signal transducers and transcriptional modulators that mediate multiple signaling pathways. SMAD3 is activated by transforming growth factor beta (TGF-B) which plays a key role in airway remodeling. SMAD3 has a predicted drug target and SNPs in SMAD3 are significantly associated with asthma in GWAS52,53.
Other genes identified in our study which are targeted by approved drugs include CDK12 and KCNK2. CDK12 drug targets include AT-7519, Roniciclib, AZD-5438, and PH.A-793887. Roniciclib has been used in clinical trials including lung cancer patients54. KCNK2 (potassium channel subfamily K member 2) is targeted by 5 inhalational anesthetic agents. These agents have anti-inflammatory effects both systemically55 and in the lungs56 and meta-analysis of clinical studies shows protection against pulmonary complications after cardiac surgery57. A recent trial suggested that one of these inhalation agents, sevoflurane, offers promise for reducing epithelial injury and improving outcomes in patients with acute respiratory distress syndrome58.
In addition to querying commonly used genome databases for functional annotation of variants, we sought to narrow down causal variants in implicated loci using recently developed methods that incorporate LD, functional data and/or the multiethnic analysis done in this paper. In particular, PAINTOR is a useful tool to identify potential causal variants in our novel loci as it leverages LD across ancestral groups along with association statistics and functional annotations43. PAINTOR identified 15 putative causal variants from 13 loci, including 6 novel loci in African ancestry meta-analyses and 7 loci uniquely identified in the multiethnic meta-analyses such as PMFBP1/ZFHX3 and COL8A1 (part of the DCBLD2 loci). Notably, 8 of the 15 putative causal variants from PAINTOR were the top SNPs from the fixed-effects meta-analysis (e.g., rs916888 WNT3). Similarly, FINEMAP has been shown to be an accurate and efficient tool for investigating whether lead SNPs for a given loci are driven by independent variants in the same region, especially when annotation information is not available44. Among previous and novel loci identified in individuals of European ancestry, we identified 37 independent variants for 23 previously identified loci and two lead variants for two novel loci (rs1928168 LINC00340 and rs9351637 SLC25A51P1/BAI3) with a high probability of causality. Finally, we ran S-PrediXcan a gene level association test that prioritizes potentially causal genes45. Seven of our novel loci contained putative causal genes based on S-PrediXcan for lung or whole blood tissues, including NRBF2 (part of the JMJD1C locus) and WNT3. S-PrediXcan also highlighted the region around chromosome 11 position 73280000 (hg19), noting strong evidence for both FAM168A and ARHGEF17 which was further supported by the co-localization analysis. Interestingly, DEPICT also prioritized ARHGEF17, a member of the guanine nucleotide exchange factor (GEF) family of genes which can mediate actin polymerization and contractile sensitization in airway smooth muscle59,60.
Rather than conducting a standard gene-based pathway analysis, we performed a newer integrative method, DEPICT, that incorporates cell and tissue-specific functional data into a pathway analysis to prioritize genes within implicated loci42. In addition to identifying potential causal variants, this approach revealed a number of fundamental development processes, including pathways related to lung development, regulation of growth, and organ morphogenesis. The WNT signaling pathway was also highlighted along with processes relevant to the pathogenesis of COPD including extracellular matrix structure and collagen networks. Tissue/cell type enrichment results highlighted smooth muscle which is highly relevant for lung function. DEPICT excludes the MHC due to extended LD in this region, which likely explains the relative paucity of inflammation-related pathways identified compared to previous pathway analyses in GWAS of PFTs24,47. Indeed, standard IPA analysis of our data including the MHC region, found that 33 of 84 genes (39%) in the 3 (out of 16) enriched networks involved in immune or inflammatory processes are in the MHC. The predominance of fundamental pathways related to lung growth, differentiation and structure is consistent with recent work61 that has rekindled interest in the observation made 40 years ago62 that individuals can cross the threshold for diagnosis of COPD either by rapid decline in adulthood or by starting from a lower baseline of maximal pulmonary function attained during growth. Within this context, understanding the genetic (and environmental) factors that influence the variability in maximal lung function attained during the first three decades of life is essential to reducing the public health burden of COPD63.
In summary, our study extends existing knowledge of the genetic landscape of PFTs by utilizing the more comprehensive 1000 Genomes imputed variants, increasing the sample size, including multiple ancestries and ethnicities, and employing newly developed computational applications to interrogate implicated loci. We discovered 60 novel loci associated with pulmonary function and replicated many in an independent sample. We found evidence that several variants in these loci were missense mutations and had possible deleterious or regulatory effects, and many had significant eQTLs. Further, using new genomic methods that incorporate LD, functional data and the multiethnic structure of our data, we shed light on potential causal genes and variants in implicated loci. Finally, several of the newly identified genes linked to lung function are druggable targets, highlighting the clinical relevance of our integrative genomics approach.
Methods
Studies
Member and affiliate studies from The Cohorts for Heart and Aging Research in Genomic Epidemiology (CHARGE) consortium with pulmonary function and 1,000 Genomes imputed genetic data were invited to participate in the present meta-analysis. Participating studies included: AGES, ALHS, ARIC, CARDIA, CHS, FamHS, FHS, GOYA, HCHS/SOL, HCS, Health ABC, Healthy Twin, JHS, KARE3, LifeLines, LLFS, MESA, NEO, 1982 PELOTAS, RSI, RSII, RIII. Characteristics of these studies are provided in Supplemental Table 20 and descriptions of study designs are provided in the Supplemental Methods.
Pulmonary Function
Spirometry measures of pulmonary function (FEV1, FVC, and the ratio FEV1/FVC) were collected by trained staff in each study according to American Thoracic Society (ATS) or European Respiratory Society guidelines (see cohort descriptions in Supplemental Methods for more details).
Variants
Studies used various genotyping platforms, including Affymetrix Human Array 6.0, Illumina Human Omni Chip 2.5, and others, as described in cohort descriptions in the Supplemental Methods. Using MACH, MINIMAC, or IMPUTE2, studies then used genotyped data to impute ∼38 million variants based on the 1000 Genomes Integrated phase 1 version 3 reference panel (released March 2012). Two studies (Hunter Community and CARDIA) imputed to the 1000 Genomes European phase 1 version 3 reference panel; sensitivity analyses excluding these two studies showed no material differences in results (see Supplemental Results).
Statistical Analysis
Within each study, linear regression was used to model the additive effect of variants on PFTs. FEV1 and FVC were modeled as milliliters and FEV1/FVC as a proportion. Studies were asked to adjust analyses for age, age2, sex, height, height2, smoking status (never, former, current), pack-years of smoking, center (if multicenter study), and ancestral principal components, including a random familial effect to account for family relatedness when appropriate64. Models of FVC were additionally adjusted for weight. Analyses were conducted using ProbAbel, PLINK, FAST, or the R kinship package as described in the cohort descriptions of the Supplemental Methods.
Ancestry-specific and multiethnic fixed effects meta-analyses using inverse variance weighting of study-specific results with genomic control correction were conducted in Meta Analysis Helper (METAL, http://www.sph.umich.edu/csg/abecasis/metal/). Multiethnic random effects meta-analyses using the four ancestry-specific fixed effects meta-analysis results were conducted using the Han-Eskin model20 in METASOFT (http://genetics.cs.ucla.edu/meta/). Only variants with p-values for association <0.05 or p-values for heterogeneity <0.1 from the fixed-effects model were included in the random-effects model.
Variants with imputation quality scores (r2) less than 0.3 and/or a minor allele count (MAC) less than 20 were excluded from each study prior to meta-analysis. Following meta-analysis, we also excluded variants with less than 1/3 the total sample size or less than the sample size of the largest study for a given meta-analysis to achieve the following minimal sample sizes: 20,184 for European ancestry; 2,810 for African ancestry; 7,862 for Asian ancestry; 4,435 for Hispanic/Latino ethnicity and 30,238 for Multiethnic.
Significance was defined as p<5x10−8 14,18. Novel variants were defined as being more than +/- 500kb from the top variant of a loci identified in a previous GWAS of pulmonary function16,17. We used the list of 97 known variants as published in the recent UK BiLEVE paper14 with the following modifications: added variants in DDX1, DNER, CHRNA5 since listed in GWAS catalog; added variants in LCT, FGF10, LY86/RREB1, SEC24C, RPAP1, CASC17, and UQCC1 since identified in exome chip paper36; added variant in TMEM163 identified in Loth et al paper10; used 17:44339473 instead of 17:44192590 to represent KANSL1 since 17:44339473 was the original variant listed for KANSL1 in Wain et al 201515; and used 12:28283187 instead of 12:28689514 to represent PTHLH since 12:28283187 was the original variants listed for PTHLH in Soler Artigas et al 201513.
Genomic inflation factors (lambda values) from quantile-quantile plots of observed and expected p-values for ancestry- and phenotype-specific meta-analyses are presented in Supplemental Table 21. Lambda values were slightly higher in European and multiethnic meta-analyses (range of lambda 1.12 to 1.16) than in other ancestry-specific meta-analyses (range of lambda 1.01 to 1.06) likely due to the much larger sample sizes of the European and multiethnic meta-analyses65.
LD Score Regression
The SNP heritability, i.e. the variance explained by genetic variants, was calculated from the European ancestry GWAS summary statistics (with genomic control off) using LD score regression (https://github.com/bulik/ldsc) 31. Partitioned heritability was also calculated using the method described by Finucane and colleagues32. In total, 28 functional annotation classes were used for this analysis, including: coding regions, regions conserved in mammals, CCCTC-binding factor (CTCF), DNase genomic foot printing (DGF), DNase I hypersensitive sites (DHS), fetal DHS, enhancer regions; including super-enhancers and active enhancers from the FANTOM5 panel of samples, histone marks including two versions of acetylation of histone H3 at lysine 27 (H3K27ac and H3K27ac2), histone marks monomethylation (H3K4me1), trimethylation of histone H3 at lysine 4 (H3K4me) and acetylation of histone H3 at lysine 9 (H3K9ac5). In addition to promotor and intronic regions, transcription factor binding site (TFBS), transcription start site (TSS) and untranslated regions (UTR3 and UTR5). A p-value of 0.05/28 classes < 1.79 x 10−3 was considered statistically significant. Genetic correlation between our pulmonary function (FEV1, FVC and FEV1/FVC) results and publicly available GWAS of ever smoking34 and height35 was also investigated using LD score regression33.
Functional Annotation
To find functional elements in novel genome-wide significant signals, we annotated SNPs using various databases. We used Ensembl Variant Effect Predictor (VEP)37 (Accessed 17 Jan 2017) and obtained mapped genes, transcripts, consequence of variants on protein sequence, Sorting Intolerant from Tolerant (SIFT)38 scores, and Polymorphism Phenotyping v2 (PolyPhen-2)39 scores. We checked if there were deleterious variants using Combined Annotation Dependent Depletion (CADD) v1.340 which integrates multiple annotations, compares each variant with possible substitutions across the human genome, ranks variants, and generates raw and scaled C-scores. A variant having a scaled C-score of 10 or 20 indicates that it is predicted to be in the top 10% or 1% deleterious changes in human genome, respectively. We used a cutoff of 15 to provide deleterious variants since it is the median for all possible splice site changes and non-synonymous variants (http://cadd.gs.washington.edu/info, Accessed 18 Jan 2017). To find potential regulatory variants, we used RegulomeDB41 (Accessed 17 Jan 2017) which integrates DNA features and regulatory information including DNAase hypersensitivity, transcription factor binding sites, promoter regions, chromatin states, eQTLs, and methylation signals based on multiple high-throughput datasets and assign a category to each variant. Variants having RegulomeDB categories 1 or 2, meaning ‘likely to affect binding and linked to expression of a gene target’ or ‘likely to affect binding,’ were considered as regulatory variants.
Pathway Analysis (DEPICT and IPA)
For gene prioritization and identification of enriched pathways and tissues/cell types, we used Data-driven Expression Prioritized Integration for Complex Traits (DEPICT)42 with association results for FEV1, FVC, and FEV1/FVC. We used association results from our European ancestry meta-analysis and the LD structure from 1000 Genomes European (CEU, GBR, and TSI) reference panel. The software excludes the major histocompatibility complex (MHC) region on chromosome 6 due to extended LD structure in the region. We ran a version of DEPICT for 1000 Genomes imputed meta-analysis results using its default parameters with an input file containing chromosomal location and p-values for variants having unadjusted p-values <1x10−5. For gene set enrichment analyses, DEPICT utilizes 14,461 reconstituted gene sets generated by genes’ co-regulation patterns in 77,840 gene expression microarray data. For tissue/cell type enrichment analysis, mapped genes were tested if they are highly expressed in 209 medical subject headings (MeSH) annotations using 37,427 microarray data. Gene prioritization analysis using co-functionality of genes can provide candidate causal genes in associated loci even if the loci are poorly studied or a gene is not the closest gene to a genome-wide significant variant. We chose FDR<0.05 as a cutoff for statistical significance in these enrichment analyses and gene prioritization results. Because DEPICT excludes the MHC, we also ran a pathway analysis with Ingenuity Pathway Analysis (IPA) (Ingenuity Systems, Redwood City, CA, USA, http://www.ingenuity.com/) on genes to which variants with p<1x10−5 annotated.
PAINTOR
To identify causal variants in novel genome-wide significant loci, we used a trans-ethnic functional fine mapping method43 implemented in PAINTOR (https://github.com/gkichaev/PAINTOR_FineMapping, Accessed on May 2, 2016). This method utilizes functional annotations along with association statistics (Z-scores) and linkage disequilibrium (LD) information for each locus for each ethnicity. We included our ancestry-specific meta-analysis results and used the African, American, European, and East Asian individuals from 1000 Genomes to calculate linkage disequilibrium (LD)66. From the novel loci we identified in our ancestry-specific and multiethnic fixed effects meta-analyses, we selected 40 high priority loci which had at least five variants meeting significance: 10 loci for FEV1, 15 loci for FVC, and 17 loci for FEV1/FVC. This list included 6 loci which overlapped with the UK BiLEVE 1000 Genomes paper14 and 1 locus with the CHARGE exome paper36, since we ran PAINTOR prior those publications. To reduce computational burden, we limited flanking regions to ±100 kilobase (kb) from the top single nucleotide polymorphisms (SNPs) and included variants with absolute value of Z-score greater than 1.96.
We used 269 publicly available annotations relevant to ‘lung’, ‘bronch’, or ‘pulmo’ from the following: hypersensitivity sites (DHSs)67, super enhancers68, Fantom5 enhancer and transcription start site regions69, immune cell enhancers70, and methylation and acetylation marks ENCODE71. We ran PAINTOR for each phenotype separately to prioritize annotations based on likelihood-ratio statistics72, 73. We included minimally correlated top annotations (less than five for each phenotype) to identify causal variants.
For the 40 loci from the fixed-effects meta-analysis, we used PAINTOR to construct credible sets of causal variants using a Bayesian meta-analysis framework. To obtain 95% credible sets for each locus, we ranked SNPs based on posterior probabilities of causality (high to low) and then took the SNPs filling in 95% of the summed posterior probability. We computed the median number of SNPs in the credible sets for ancestry-specific and multi-ethnic analyses of each trait.
FINEMAP
We used FINEMAP44 to identify signals independent of lead variants for pulmonary function loci identified in the current or previous studies14. We used a reference population from the Rotterdam Study (N=6,291). SNPs with MAF of <1% were excluded, leaving 118 SNPs for analysis. 10 SNPs for FEV1 and FVC and 20 SNPs for FEV1/FVC were further excluded because the LD matrix of the reference file from the Rotterdam Study did not represent the correlation matrix of the total study population. We allowed up to 10 causal SNPs per loci in FINEMAP analyses. To reduce the chance of false positive findings, we also conducted sensitivity analyses allowing up to 15 causal SNPs for loci with more than 4 SNPs with posterior probabilities of >0.8.
S-PrediXcan
S-PrediXcan is a novel summary statistics based approach for gene-based analysis45 that was derived as an extension of the PrediXcan method for integration of GWAS and reference transcriptome data74. We used the S-PrediXcan approach to prioritize potentially causal genes, coupled with a Bayesian colocalization procedure46 used to filter out LD-induced false positives. S-PrediXcan was used to analyze both European ancestry and multi-ethnic GWAS summary data for pulmonary function traits from the current study.
S-PrediXcan analysis was performed using the following publicly available tissue-specific expression models (http://predictdb.org) from the Genotype-Tissue Expression (GTEx) project v6p23: (1)GTEx Lung (278 samples) and (2) GTEx Whole blood (338 samples). Approximately 85% of participants in GTEx are white, 12% African American, and 3% of other races/ethnicities. Gene-based S-PrediXcan results were filtered on the following: (1) Proportion of SNPs used = (n SNPs available in GWAS summary data)/ (n SNPs in prediction model) > 0.6, and (2) prediction performance R-squared > 0.01. Following application of S-PrediXcan to each of the GWAS summary data sets, we computed Bonferroni-corrected p-values derived as the nominal p-value for each gene-based test divided by the number of genes passing specified filters in each analysis to test whether genetically regulated gene expression was associated with the trait of interest. The genome-wide S-PrediXcan results were then merged with novel loci from the current GWAS study by identifying all matches in which the novel locus SNP was within 500kb of the start of the gene.
We further incorporated a Bayesian colocalization approach46 to interpret the extent to which S-PrediXcan results may have been influenced by linkage disequilibrium within the region of interest. The Bayesian colocalization procedure was run using the following priors: p1 = 1e-4; prior probability SNP associated to trait 1, p2 = 1e-4; prior probability SNP associated to trait 2, p12 = 1e-5; prior probability SNP associated to both traits. The procedure generated posterior probabilities that correspond to one of the following hypotheses: a region is (H0) has no association with neither trait, (H1) associated with PFT phenotype but not gene expression, (H2) associated with gene expression but not PFT phenotype, (H3) associated with both traits, due to two independent SNPs, (H4) associated with both traits, due to one shared SNP.
Druggable Targets
We searched annotated gene lists against the ChEMBL database (v22.1, updated on November 15, 2016) to identify genes as targets of approved drugs or drugs in development. In addition, we used the Ingenuity Pathway Analysis (IPA, www.ingenuity.com, content of 2017-06-22) to identify drug targets and upstream regulators of the gene lists. We reported the upstream regulators in the following categories, biologic drug, chemical - endogenous mammalian, chemical - kinase inhibitor, chemical – other, chemical drug, chemical reagent, and chemical toxicant.
Data Availability
Upon acceptance at a journal, complete meta-analysis results will be deposited in the database of Genotypes and Phenotypes (dbGaP) under the CHARGE acquisition number phs000930. GWAS data for US studies are already available in dbGAP. For non-US studies, please send requests to the study PI or Stephanie London (london2{at}niehs.nih.gov) who will forward them to the relevant party.
Author Contributions
Study-level Design and Data Collection: ABW, TS, MKL, LL, JCL, AVS, TMB, MFF, WG, TSA, WT, CO, QD, KdJ, MKW, XQW, RN, FPH, MG, TBH, RK, SRH, LP, KMB, YL, EGH, JGW, JMV, JS, RGB, RdM, AMBM, LJL, ACM, CMS, JCC, SBK, RJS, KC, JIR, TNB, FCW, NF, JAB, RCK, KL, MM, MAP, FRR, KDT, VG, KEN, MF, BMP, RHM, GO, TH, CCL, PC, JS, WJK, JRA, LL, HMB, BT, SSR, DOMK, BLH, AGU, GGB, SAG, JD, AM, SJL
Study-level Data Analysis: ABW, TS, MKL, LL, JCL, AVS, TMB, MFF, WG, TSA, WT, CO, QD, KdJ, MKW, XQW, RN, FPH
Meta-analysis: ABW, TS, JJ, JD, SJL
Pulmonary Function Look-up Replication in the UK BiLEVE Study: VEJ
COPD Look-up in the ICGC Consortium: BDH, MHC, International COPD Genetics Consortium Investigators
eQTL Look-up: ABW, LL, MO, TH, MvdB, RJ, YB, DCN, DDS
Functional Data Analysis (LD Score, DEPICT, PAINTOR, FINEMAP, S-PrediXcan, or Druggable Targets): MKL, NT, JNN, TW, GK, HHHA, HKI, AM
Writing Group: ABW, TS, MKL, NT, JNN, LL, GGB, SAB, JD, AM, SJL
Manuscript Review: all authors
Acknowledgements
We thank Huiling Li for expert technical assistance and Dr. Frank Day for computational support, both from the National Institute of Environmental Health Sciences (NIEHS), and Dr. Louise Wain, University of Leicester, for critical reviews of the manuscript. Supported in part by the Intramural Research Program of the National Institutes of Health, NIEHS. Infrastructure for the CHARGE Consortium is supported in part by the National Heart, Lung, and Blood Institute grant R01HL105756. Study specific funding and acknowledgments can be found in the Supplemental Material.
Disclosures
J.C.L. is currently an employee of GNS Healthcare. W.T. is currently an employee of Boehringer Ingelheim Pharmaceuticals. D.C.N. is an employee of Merck Research Laboratories. B.M.P. serves on the DSMB of a clinical trial funded by the manufacturer (Zoll LifeCor) and on the Steering Committee of the Yale Open Data Access Project funded by Johnson & Johnson. M.H.C. has received grant support from GlaxoSmithKline.
Footnotes
These authors jointly directed this work: GGB, SAB, JD, AM, SJL