Summary
Because mutations are mostly deleterious, mutation rates should be reduced by natural selection. However, mutations also provide the raw material for adaptation. Therefore, evolutionary theory suggests that the mutation rate must balance between adaptability – the ability to adapt – and adaptedness – the ability to remain adapted. We model an asexual population crossing a fitness valley and analyze the rate of complex adaptation with and without stress-induced mutagenesis – the increase of mutation rates in response to stress or maladaptation. We show that stress-induced mutagenesis increases the rate of complex adaptation without reducing the population mean fitness, thus breaking the evolutionary trade-off between adaptability and adaptedness. Our theoretical results support the hypothesis that stress-induced mutagenesis promotes adaptation and provide quantitative predictions of the rate of complex adaptation with different mutational strategies.
1. Introduction
There is experimental, clinical and theoretical evidence that high mutation rates increase the rate of adaptation and that during adaptive evolution, constitutive mutators - alleles that constitutively increase the mutation rate - can rise in frequency because of the beneficial mutations they generate [1–3]. However, during evolution in a stable environment, constitutive mutators become associated with poor genetic backgrounds due to increased accumulation of deleterious mutations; this was evidenced both in the lab [4] and in the clinic [5]. Classical models suggest the “reduction principle”, which states that natural selection reduces the mutation rate in a stable environment [6,7]. But many adaptations require new beneficial mutations, especially in asexual populations. This tension between the effects of beneficial and deleterious mutations leads to “the rise and fall of the mutator allele” [8], where mutator alleles increase in frequency in a maladapted population, only to be eliminated by natural selection when the population is well-adapted. This dynamic was studied using experimental evolution [9,10], mathematical analysis, and simulations [11–13].
Thus, the mutation rate must balance between two evolutionary traits, as Leigh [14] suggested: adaptability – the capacity to adapt to new environmental conditions – and adaptedness – the capacity to remain adapted to existing conditions.
Stress-induced mutagenesis (SIM) - the increase of mutation rates in stressed or maladapted individuals - has been demonstrated in several species, including both prokaryotes and eukaryotes [15]. SIM has been observed in lab strains [16,17] and natural populations of Escherichia coli [18, but see 19], and in other species of bacteria such as Pseudomonads [20], Helicobacter pylori [21], Vibrio cholera [22] and Streptococcus pneumonia [23]. SIM has also been observed in yeast [24,25], algae [26], nematodes [27], flies [28], and human cancer cells [29]. Several stress responses regulate the mutation rate in bacteria by shifting replication to error-prone DNA polymerases [30] and by inhibiting the mismatch repair system [31]. These stress responses include the SOS DNA-damage response, the RpoS-controlled general or starvation stress response, and the RpoE membrane protein stress response [32].
It is still not clear how SIM affects evolution and adaptation. Some authors have proposed that SIM has a significant impact on adaptability or evolvability [17,33,34], but there is no theoretical treatment of this impact. On the other hand, the effect of SIM on adaptedness was studied with deterministic [35] and stochastic [36] models. These articles showed that without beneficial mutations SIM doesn’t affect the mean fitness of asexual populations in stable environments, in contrast with constitutive mutagenesis, which decreases the population mean fitness. More recently, we have shown that with rare beneficial mutations, if maladapted individuals increase their mutation rate then the population mean fitness of asexual populations increases [37].
Here, we analyze population genetics models of adaptive evolution to explore the rate of complex adaptation on rugged fitness landscapes, in which adaptations require two separately deleterious mutations [38,39]. We develop analytic approximations and stochastic simulations and compare normal, constitutive, and stress-induced mutagenesis. We show that stress-induced mutagenesis can break the trade-off between adaptability and adaptedness by increasing the rate of complex adaptation without decreasing the population mean fitness.
2. Model
We model a population of N haploid asexual individuals with a large number of loci in full linkage. The model includes the effects of mutation, selection, and genetic drift. Individuals are characterized by their genotype in two specific bi-allelic loci – ab, Ab, aB, and AB – and by the number of deleterious mutations they carry in the rest of the non-specific loci. For example, aB/3 is the aB genotype with additional three deleterious mutations in non-specific loci.
We focus on adaptation to a new rugged fitness landscape. The fitness of the wildtype ab/0 is 1, the fitness of the single mutants Ab/0 and aB/0 is 1-s, and the double mutant AB/0 has the highest fitness 1+sH, where s is the selection coefficient and H is the relative advantage of the double mutant. This is the simplest case of a rugged fitness landscape: the single mutants Ab and aB are fitness valleys between the local and global fitness peaks ab/0 and AB/0 (Figure 1).
Deleterious mutations in the non-specific loci independently (multiplicatively) reduce the fitness of the individual by 1-s. Mutations occur in the specific loci with probability µ. The number of new mutations per replication in the rest of the genome (the non-specific loci) is Poisson distributed with an average U. The model neglects back-mutations and compensatory mutations due of their minor short term effects.
We consider three mutational strategies: normal mutagenesis (NM), where there is no increase in the mutation rate; constitutive mutagenesis (CM), where all individuals always increase their mutation rate by τ, the mutation rate fold increase; and stress-induced mutagenesis (SIM), where only stressed or maladapted individuals increase their mutation rate by τ. Individuals are considered stressed if their fitness is below a specific threshold, so stress can be caused by a deleterious mutation (either in the specific A/a and B/b loci or in non-specific loci). The main analysis assumes that the effect of SIM on the mutation rate of an individual with fitness ω is
This equation models a scenario in which an environmental change – i.e., appearance of a new ecological niche or a new carbon source – provides an opportunity for adaptation without affecting the fitness of the wildtype (ab/0). We also study a different scenario in which the environmental change reduces the absolute fitness of the wildtype so that it is also stressed – see section 3.5.
We are interested in calculating the adaptation rate of a population homogenous for each of the above mutational strategies (NM, CM, or SIM). The adaptation process is separated into two distinct stages. In the first stage, a double mutant AB appears in the population, usually in a single copy. In the second stage, the double mutant either goes to extinction or avoids extinction, increases in frequency, and goes to fixation.
We analyzed this model with two methods. The first is analytic (Figure 1A), in which we assume that: (i) genotypes with deleterious backgrounds (deleterious alleles in the non-specific loci) do not contribute to the adaptation process; and (ii) the number of deleterious alleles per individual before the appearance of a double mutant is at a mutation-selection balance (MSB) and is Poisson distributed with mean U/s (Haigh 1978). The former assumption requires that mutation is weaker than selection (U << s); the later assumption only requires that mutation is not much stronger than selection. Specifically, the expected number of mutation-free individuals is at least one: [41].
The second method is a stochastic Wright-Fisher simulation with selection, mutation and genetic drift (Figure 1B), in which: (i) individuals with a deleterious background can contribute to adaptation; (ii) a mutation-free population evolves towards a MSB without assuming a Poisson distribution of the number of deleterious alleles.
2.1. Wright-Fisher simulations
We track the number of individuals in each genotype class: ab/x, Ab/x, aB/x, and AB/x, where x≥0 is the number of deleterious alleles in non-specific loci. The simulations start with a single-peak smooth fitness landscape (the fitness of AB/x is (1-s)2+x) and a mutation-free population (all individuals start in the optimal ab/0 genotype with fitness 1) that accumulates deleterious mutations over the first 5,000 generations of the simulation. With s=0.05 and 0.005, 180 and 1,800 generations are enough for the average number of deleterious alleles per individual to reach 99.99% of its MSB value, U/s [42].
After 5,000 generations the fitness landscape changes to a rugged one, making AB the optimal genotype with fitness 1+sH (Figure 1B). The simulation then proceeds until an AB genotype appears and either fixates in the population or goes extinct (either all or no individuals are in the AB classes, respectively). Therefore, each simulation provides one sample of the waiting time for the appearance of a double mutant and one sample of the probability of fixation of a double mutant. At least 1,000 simulations were performed for each parameter set.
Table 1 summarizes the model parameters with estimated values for E. coli.
3. Results
3.1. Appearance of a double mutant
We are interested in the waiting time for the appearance of a double mutant AB either by a double mutation in a wildtype individual ab, or via a single mutation in a single mutant Ab or aB (Figure 1A). Denoting the population size by N, we note that (i) if then double mutants are already expected at the MSB and adaptation will not require new mutations; (ii) if then no single mutants are expected at the MSB and double mutants must be generated by a double mutation in a wildtype individual. In this case, increasing the mutation rate of individuals with fitness below 1 will have no effect on the appearance of the double mutant and there is no point in analyzing the effect of SIM.
Combining the two constraints we get this constraint on the population size N: . This constraint is reasonable for bacterial populations (see Table 1).
The frequencies of wildtype (ab) and single mutants (aB and Ab combined) that are mutation-free at the MSB are roughly and , respectively. The probability that an offspring of a wildtype or single mutant parent is a double mutant AB is μ2 and μ, respectively. The probability that such an offspring is also mutation-free in the rest of its genome (the only mutations that occurred were at the specific loci) is . Therefore, the probability q that a random offspring is a double mutant, given there are no double mutants in the current generation, is approximated by
The first expression assumes that individuals with a deleterious background don’t contribute to adaptation and that the MSB distribution of deleterious alleles is Poisson. The second expression also assumes that mutation is much weaker than selection: U≪s.
With SIM the mutation rate of single mutants is increased τ-fold and the probability that a random offspring is a double mutant is
These expressions use the same assumptions as in eq. 2. The second expression also assumes that τU < 1.
Appendix A includes full derivations of the above equations and Figure S1 compares them with simulations results.
3.2. Fixation probability of the double mutant
Assuming an advantage to the double mutant (H>1) and a large population size (see the above constraint on N), a double mutant has two possible fates after its appearance: fixation or extinction. Following Eshel [50], the fixation probability ρ of the double mutant is (see Appendix B)
That is, the fixation probability of the double mutant is roughly twice its adaptive advantage. This is a classic result of population genetics theory [51,52].
The fixation probability with SIM equals that of NM and CM because the mutation rate of the wildtype ab equals that of the double mutant AB (but see an exception in section 3.5).
3.3. Adaptation rate
From the probability q that a random offspring is a double mutant, we can derive the probability that one or more double mutants appear in the next generation: . This is a good approximation because Nq is very small due to the constraint on N. Once a double mutant appears it goes to fixation with probability ρ. When fixation is much faster than appearance of the double mutant AB, the time for adaptation T can be approximated by the waiting time for a double mutant that goes to fixation. This waiting time follows a geometric distribution with rate Nqρ and therefore the adaptation rate ν (the inverse of the waiting time for adaptation) is approximately
Plugging eqs. 2-4 in eq. 5, we get these approximations:
NM is normal mutagenesis, CM is constitutive mutagenesis, and SIM is stress-induced mutagenesis. The middle expression in each equation is the full approximation, which assumes a Poison distribution and no contribution of deleterious genotypes to adaptation. The right hand sides are first order approximations that assume mutation is much weaker than selection (for U ≪ s NM and SIM, τU ≪ s for CM) and that 1<τ<1/U. See Table 1 for description of model parameters and an article by Weinreich and Chao [53] for a result similar to eq. 6.
The main conclusions from eqs. 6-8: First, adaptation with CM is faster than with NM. Second, adaptation with SIM is also faster than with NM, but not as fast as with CM because the mutation-free wildtype (ab/0) does not hypermutate.
If mutation is weaker than selection (U ≪ s) then the adaptation rate with CM increases with τ2 and the adaptation rate with SIM increases with τ. In addition, because the fixation probability is the same for NM, CM and SIM, the differences in the adaptation rate are due to differences in the appearance probability q (Figure S1); see section 3.5 for a different scenario in which SIM also increases the fixation probability.
Figure 2 compares the analytic approximations with simulation results for the weak mutation regime (U ≪ s). This regime is relevant for asexual microbes in which the deleterious mutation rate is generally 10-4-10-3 mutations per genome per generation and selection coefficients are estimated to be between 10-1 and 10-2 (see Table 1). When the mutation rate fold increase τ is high (>10), the approximations slightly overestimate the adaptation rate because the double mutant AB is more likely to appear on a deleterious background (AB/1 instead of AB/0). Because the fitness of AB/1 is higher than that of the wildtype ab/0 (this happens because H>(1-s)-1≈1+s), the double mutant can go to fixation even when it appears on a deleterious background, sweeping the deleterious alleles with it to fixation in a process called “genetic hitch-hiking” [54]. However, these sweeps result in a lower fixation probability for the double mutant (Figure S2).
What happens when mutation is as strong as selection? Figure 3A shows results for s=10U. When the average number of deleterious alleles per individual τU/s is over one, adaptation with CM is likely to occur on a deleterious background. Because our approximation neglects adaptation on deleterious backgrounds, it underestimates the adaptation rate (Figure 3A). Note that although the adaptation rate continues to increase with τ, the population carries more deleterious alleles after adaptation, resulting in a lower population mean fitness (Figure 3B) and eventually a lower fixation probability and adaptation rate (Figure 3A).
With SIM, the average number of deleterious alleles per individual U/s does not increase with τ, because mutation-free individuals (ab/0) do not hypermutate. As in the case of weak mutation, when τ>10 the double mutant can appear on a deleterious background, resulting in hitch-hiking and a lower fixation probability, and causing our approximation to overestimate the adaptation rate (Figure 3A).
3.4. The trade-off between adaptability and adaptedness
Next, we explore how different mutational strategies (NM, CM and SIM) balance between adaptability – the ability to adapt to new conditions – and adaptedness – the ability to remain adapted to current conditions. For this purpose we define adaptedness as the population mean fitness in a stable environment and adaptability as ν the rate of complex adaptation.
We used the above approximations (eqs. 6-8) to calculate the rate of complex adaptation of populations with NM, CM and SIM. We also extended an existing model [37] to calculate the population mean fitness at the mutation-selection balance.
This extended model includes rare back- or compensatory mutations (which have a stronger effect on mutation-selection balance dynamics than on adaptive dynamics) and allows more than one mutation to occur in the same individual and generation. The details of this model and the calculation of population mean fitness with various mutational strategies are given in Appendix D.
The mutation rate with CM is constant and uniform across the population, and the population mean fitness mainly depends on the fitness and mutation rate of the fittest individuals. Therefore, the population mean fitness decreases when the mutation rate increases; this decrease is due to generation of deleterious mutations in the fittest individuals. The adaptation rate, however, increases with the mutation rate (eq. 7). This trade-off between adaptability and adaptedness constraints the population: after a long period of environmental stability it can lose the potential for adaptation, and after a long period of environmental change the population can be susceptible to reduced fitness and mutational meltdowns [55].
However, this trade-off between adaptability and adaptedness can be broken if mutation rates are not uniform across the population. Increased mutation rates in unfit individuals increase the population mean fitness, as long as beneficial (or compensatory) mutations can occur [37]. Figure D1 shows this advantage of SIM over NM in terms of the difference in population mean fitness . Moreover, increased mutation rates in unfit individuals also increase the adaptation rate (eq. 8; Figure 2). Therefore, SIM breaks the trade-off between adaptability and adaptedness.
Figure 4 shows the adaptation rate and population mean fitness of CM and SIM compared to NM for different values of τ, the mutation rate fold increase.
Any realistic rate of adaptation ν can be realized using both CM and SIM. The highest mean fitness will always be attained with SIM, which has a small advantage over NM (that cannot be seen in this figure, but see Figure D1) due to the increased generation of beneficial mutations in individuals with low fitness. If for some rate of adaptation the mutation rate fold increase τ required by SIM is too high (i.e., τU>s), the same adaptation rate can be realized by a mixed strategy (dashed line in Figure 4). For example, a 96-fold increase in adaptation rate can be achieved with CM with τ=10, with SIM with τ=96, or with a mixed strategy with τCM=7 and τSIM=2 in which all individuals increase their mutation rate 7-fold and stressed individuals further increase their mutation rate 2-fold. However, these increases in adaptation rates have a price: the mutational load will decrease the population mean fitness from 0.9996 with NM to 0.996 with CM and 0.9972 with the mixed strategy. This price in not paid by populations with SIM because the mean fitness mainly depends on the mutation rate of fit individuals.
3.5. Environmental stress
So far, we considered the case where the environmental change creates an opportunity for adaptation without affecting the absolute fitness of the population – for example, a new ecological niche can be favorable without affecting the well-being of the current population. In that scenario, the wildtype ab was not stressed and did not hypermutate.
Next, we consider a different scenario in which an environmental change affects the well-being of the entire population: for example, exposure to an antibiotic drug or a host immune response. In this case the environmental change doesn’t just create an opportunity for adaptation but also causes stress in the entire population. We use a subscript e to denote quantities related with this scenario.
As before the double mutant AB is resistant to the stress (i.e. the drug or immune response) and therefore has a higher fitness than either the wildtype or the non-resistant single mutants. However, in this scenario the wildtype ab is also stressed and therefore hypermutates with SIM (compare with eq. 1):
This scenario has an important biological relevance, as SIM has been implicated in the evolution of drug resistance in bacteria and yeast [34,56,57] and could be involved in the evolution of pathogen virulence and the evolution of drug resistance and progression in cancer cells [58].
We assume that after the environmental change the SIMe population has reached a new MSB [42] with mutation rate τU, before the appearance of the double mutant (with s=0.05 and U=0.0004, for example, the average number of deleterious mutations is 0.99·U/s after 90 generations, whereas the adaptation time is well over 1,000 generations). Under this assumption, the adaptation rate with SIMe is (see Appendix C for full derivation)
That is, adaptation with SIMe is faster than with CM (Figure 2A). The fixation probability of double mutants is higher with SIMe than with CM, because the mutation rate of double mutants is lower than that of the rest of the population. This difference in mutation rates confers an additional selective advantage to the double mutants (see Appendix C) which increases their fixation probability:
This additive advantage increases linearly with τ with a slope of U/sH and can be significant: for s=0.05, H=2 and U=0.0004, increasing the mutation rate of stressed individuals 10-fold increases the fixation probability by 3.6%. The increased fixation probability was verified by simulations (Figure S2).
4. Discussion
We studied the effect of stress-induced mutagenesis (SIM) on both the adaptability – the capacity of populations to adapt to new complex conditions– and the adaptedness – the ability of populations to stay adapted to existing conditions [14]. We showed that SIM breaks the trade-off between adaptability and adaptedness, allowing rapid adaptation to complex environmental challenges without compromising the population mean fitness in a stable environment.
In addition to the pure strategies of constitutive mutagenesis (CM) and SIM, our model also considers a mixed mutational strategy. There are two examples of such a mixed strategy. First, if individuals have incomplete information regarding their condition (this is the case in most realistic biological scenarios) then we expect errors in the induction of mutagenesis: induction of mutagenesis without stress and failure to induce mutagenesis under stress. In this case the population would, on average, use a mixed strategy. Second, a mutator allele can increase the mutation rate constitutively and further increase it under stress – for example, a recent study with Pseudomonas aeruginosa found that although the mutS, mutY and mutM mutator alleles always increase the mutation rate in comparison with the wildtype, the level of this increase depends on the level of stress the cell experiences [59].
Our model does not assume direct fitness costs for any of the mutational strategies. A “cost of DNA replication fidelity” [60] – the energy and time expended in order to maintain a low mutation rate – could make both CM and SIM more successful. The “cost of fidelity” may require further study, but empirical evidence suggests that it doesn’t play an important role in the evolution of the mutation rate [61–64]. Another fitness cost might be associated with the regulation of the mutation rate: for individuals to determine if their condition calls for the induction of mutagenesis, they must invest resources and energy in costly sensory mechanisms. However, such mechanisms already exist for various unrelated purposes, such as the maintenance of cell cycle and homeostasis. Therefore, we consider these mechanisms as “free” in terms of fitness costs. Moreover, in E. coli mutagenesis is induced by several stress responses that serve other cellular functions [16,32], and this is probably the case in other organisms as well.
Our model focuses on asexual populations, ignoring recombination, segregation, and sexual reproduction. These mechanisms are important for adaptation on a rugged fitness landscape both because they help to cope with deleterious mutations and because they allow different single mutants to produce double mutants without an increased mutation rate. We expect that recombination will reduce the advantage of SIM over NM in terms of population mean fitness [35], direct competitions [65], and adaptation rate (due to the Fisher-Muller effect).
Mean fitness and adaptation rate are both population-level traits. But simply because SIM has the most efficient balance between these traits doesn’t mean it will necessarily evolve, because individual-level selection and population-level selection can act in opposing directions. In a previous article we have demonstrated that 2nd order selection can lead to the evolution of SIM [37]: in an asexual population evolving on a smooth fitness landscape, selection favored SIM over both NM and CM. In the current article we show that selection also favors SIM on a rugged fitness landscape (Appendix F).
Complex traits, coded by multiple genes, present an open evolutionary problem, first described by Sewall Wright in 1931: if different alleles are separately deleterious but jointly advantageous, how can a population evolve from one co-adapted gene complex to a fitter one, crossing a less fit “valley”? Wright suggested the “shifting-balance theory of evolution” [38,39]. His solution is valid [66–68] but possibly limited to specific parameter ranges [69–72]. As a result, other mechanisms have been proposed: increased phenotypic variance after population bottlenecks [73]; environmental fluctuations [74]; environmental heterogeneity [75]; fitness-associated recombination [76]; stochastic tunneling in large asexual populations [77]; and intermediate recombination rates [78]. Our model of complex adaptation is similar to that of Weinreich and Chao [53], but our model includes various mutational strategies and the effects of stress and deleterious mutations. Our results (Figure 2) suggest that SIM can help resolve the problem of fitness valley crossing by reducing the time required for a population to shift an adaptive peak.
Our results provide theoretical basis to the conjecture that SIM facilitates adaptation. This conjecture can be tested experimentally, for example, with E. coli, where it is possible to interfere with the regulation of mutagenesis [34]. The adaptation time with and without SIM can be measured in an experimental population adapting on a two-peak fitness landscape [79]. These measurements can then be compared to our analytic approximations to determine the relative advantage and disadvantage of the different mutational strategies.
4.1. Conclusions
Stress-induced mutagenesis has been implicated as a driver of adaptive evolution for several decades [17,33,80]. We provide theoretical treatment of this concept. Our results show that stress-induced mutagenesis increases the rate of complex adaptation, and that in contrast to constitutive mutagenesis it does not jeopardize the fitness of populations under stable conditions. Because mutation is a fundamental force in every biological system, these results have important implications on many fields in the medical and life sciences, including epidemiology, oncology, ecology, and evolutionary biology.
5. Acknowledgments
We thank U. Obolski for advice on statistical analysis. We are grateful to A. F. Agrawal helpful comments on an earlier version of the manuscript. This research has been supported in part by the Israeli Science Foundation 1568/13 (LH) and by Marie Curie reintegration grant 2007–224866 (LH).
7. Appendices
Appendix A: Appearance of a double mutant
In the following analysis we assume that 0 < µ ≪ U ≪ s ≪ 1 and s/µ < N < (s/µ)2 – see model overview for details. This also means that U + 2µ ≈ U and U/s + U ≈ U/s. The probability q that a random offspring in the next generation is AB given there are no AB in the current generation can be approximated by:
Using the above assumptions, this resolves to:
Taking the derivative with respect to U and denoting g = U/µ can be thought of as the number of non-specific loci in the genome):
So q increases with U because the right hand side is guaranteed to be true under the assumption U ≪ s.
For a population with SIM
The last approximation assumes that . Rearranging the last result, we find the approximation
Taking the derivative with respect to τ, because q, U, and τ are all positive. So the condition τU ≪ s ≪ 1 guarantees that qSIM increases with τ, and it is also sufficient for qSIM > q (not shown).
Appendix B: Fixation of a double mutant
Following Eshel [50], the fixation probability ρ of the double mutant AB is where α is the fitness of the double mutant relative to the population mean fitness and assuming that fitness is measured by the average number of progeny which is Poisson distributed:
Here, we only consider progeny without new deleterious mutations; their fraction is e-U. This factor cannot be ignored because there is variation in mutation rates within the population (see “minor technical point” by Johnson and Barton [81]). At this stage, double mutants are still very rare, so we can use the population mean fitness at the MSB. The population mean fitness can be approximated by (see supporting information). Therefore,
Assuming sH is small (sH ≪ 1) we can approximate this by
Appendix C: Fixation of a double mutant with SIMe
With SIMe the mutation rate of ab is τU while that of AB is only U. We assume the population reached a MSB before the fixation of AB because convergence to MSB [42] is much faster than adaptation. Following the derivation in Appendix B, the relative fitness of SIMe is
Plugging that in the fixation probability,
This can be simplified by a 1st order approximation for :
Because , the right hand side is greater than 1. Therefore,
Because the appearance with SIMe is the same as with CM, the adaptation rate with SIMe can be written as
Appendix D: Mean fitness at the mutation-selection balance
Denote the frequency of individuals with x deleterious alleles by fx. The frequency of such individuals in the next generation fʹx is given by where mx,y is the transition probability from y deleterious alleles to x deleterious alleles and is the population mean fitness.
The term mx,y consist of the fitness of individuals with y deleterious alleles, ωy, and the probability that the precise number of mutations occurred. Specifically, if y≥x then exactly y-x beneficial mutation must occur; if y≤x then exactly x-y deleterious mutations must occur:
Using the probability mass function of a Poisson distribution, we can expand the above equation to where ωy is the fitness of individuals with y deleterious alleles, is the population mean fitness , δ and β are the fraction of mutations that are deleterious and beneficial, respectively (δ+β=1 and 0≤β<δ≤1), and Uy is the average number of new mutations per generation in an individual with y deleterious alleles.
This can be written as a matrix equation by multiplying the frequencies vector f and the mutation-selection matrix M:
At the mutation-selection balance (MSB), f* solves the equation (a star * denotes equilibrium quantities)
Without beneficial mutations (δ=1 and β=0), the above equation simplifies to and M is a triangular matrix. In this case the population mean fitness can be found by solving the equation for f0: which means that the population mean fitness is equal to the product of the fitness of mutation-free individuals and the probability that a mutation-free individual does not mutate. If ωx = (1 − s)x and Ux = U (constant uniform mutation rate) then [82] and by the forward substitution method the frequencies vector is that is, the number of deleterious mutations per individual is Poisson distributed with average U/s [40]. With constitutive mutagenesis (CM), the population mean fitness at the MSB is : it decays exponentially as a function of τ the mutation rate fold increase. In contrast, stress-induced mutagenesis (SIM), as shown by Agrawal [35], does not change the population mean fitness with respect to normal mutagenesis (NM). This is because the least loaded individuals (x=0), with fitness ω0=1, also have the lowest mutation rate, U, and therefore the population mean fitness is .
With beneficial mutations (β>0), the matrix M is a positive matrix, and by the Perron-Frobenius Theorem (Otto and Day 2007, p. 709) * is the largest eigenvalue of M and f* is its unique positive eigenvector with .
This eigenvalue problem is hard to solve analytically, however, by neglecting elements outside the main three diagonals of M we have shown before [37] that the population mean fitness increases with the mutation rate of individuals with a below–average fitness:
Nevertheless, this framework allows the numerical calculation of the population mean fitness for finite n-by-n mutation-selection matrices by defining n such that . The mean fitness of populations with different mutational strategies is then calculated by manipulating Ux.
Figure D1 shows that is a good approximation to the population mean fitness (because β ≪ δ < 1), and that SIM slightly increases the population mean fitness with respect to NM; a sufficient condition is that the mutation rate of individuals with below average fitness is increased [37]. Since we assume that, U < s then e−U ≈ 1 − U > 1 − s. Therefore, for SIM to increase the population mean fitness it must increase the mutation rate in individuals with at least one deleterious mutation.
Appendix E: Possible relationships between stress and mutation
In the main text we used a threshold relationship between stress and mutation: if fitness drops below a threshold (<1 for SIM, ≤1 for SIMe), the mutation rate increases τ-fold. But the relationship between stress and mutation can be more complex. For example, Agrawal [35] has used a continuous relationship defined by a curvature parameter k. This relationship defines the mutation rate for an individual with fitness ω, baseline mutation rate U, and a maximal mutation rate fold increase τ as
When k approaches 0 this expression approaches U, corresponding to the NM strategy. When k approaches infinity this expression approaches eq. 1(1), corresponding to the SIM threshold strategy. See Figure E1 for a plot of these continuous relationships for various values of k.
Figure E2 shows the adaptation time for three continuous strategies (k=1/10, 1, and 10). Remarkably, the dynamics of a continuous strategy can be approximated by a threshold strategy by matching the mutation rates of single mutants:
This is equivalent to using a threshold strategy with mutation rate increase τ-(τ-1)(1-s)k. The dashed lines in Figure E2 demonstrate this approximation. The continuous strategies can be approximated by threshold strategies because the main factor determining the adaptation rate is the mutation rate increase of the wildtype and the single mutants (ab, aB, and Ab). This is because individuals with more than a single mutation do not have a significant contribution to adaptation.
Appendix F: Competitions between mutational strategies
We also simulated direct competitions between the different mutational strategies (NM, CM, and SIM). In these competitions, half of the population alters its mutational strategy to an invading strategy at the time of the environmental change. Each simulation provides a sample of the frequency of the invading strategy after the appearance and subsequent fixation or extinction of the double mutant AB. If the average final frequency is significantly lower or higher than 50% we consider the invading strategy disfavored or favored by natural selection over the initial strategy. Statistical significance was calculated using a 1-sample 2-tailed t-test.
Figure F1 summarizes the competitions. CM clearly loses to both SIM and NM (first and second panels from the right). SIM is significantly advantageous over NM when the mutation rate increase is large enough (τ>2; 2-tail t-test, P<0.0015).
These results show that the evolutionary advantage of SIM at the population-level corresponds to an individual-level advantage and can lead to the evolution of stress-induced mutagenesis by natural selection, even when constitutive mutagenesis is strongly disfavored. This is consistent with previous results in smooth fitness landscapes [37].
Footnotes
Email: YR - yoavram{at}post.tau.ac.il,
Published: Ram, Y. and Hadany, L. 2014. Stress-induced mutagenesis anc complex adaptation. Proceedings of the Royal Society B, 281: 20141025. DOI: 10.1098/rspb.2014.1025. URL: http://dx.doi.org/10.1098/rspb.2014.1025
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